Summary
Contact compliance means the contact’s identity is verified, risk checks are passed, and all required documents are complete. A compliant contact also supports the compliance status of linked entities and relationships.
How to use it
- Open the contact profile Compliance tab.
- Upload all required documents in Docs.
- Fill in any required fields in Descriptors.
- Complete the risk review and screening.
- Click Compliance Review then Sign to Validate.
- Status updates to 100% Compliant when all steps are done.
Where to use it
- Regular reviews – Spot and fix missing compliance items.
- Linked records – Keep related entities and relationships compliant.
- Reports – Ensure compliance and risk data is correct.
Tips
- Set reminders – Create alerts for expiring documents or upcoming reviews.
- Filter by compliance – Quickly find contacts that need attention.